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Recent ASIC cases: Regulator on patrol

AUD$40.91 (excl. GST)
AUD$40.91 (excl. GST)

ASIC’s vision is for a fair, strong and efficient financial system for all Australians. This course investigates ASIC’s overall role in regulating the credit industry and examines real world cases to expose how it uses its powers to enforce the law and protect consumers of credit.

Learning outcomes:

On completion of this topic, you should be able to:

  • Outline ASIC’s overall role and key strategic priorities
  • Explain ASIC’s objectives in regulating consumer credit and administering national credit legislation
  • Update Australian Credit Licence holders and their representatives on ASIC’s surveillance, investigation and enforcement actions for breaches and misconduct in relation to consumer credit activities
  • Discuss the powers and different responses available to ASIC in enforcing the law, to protect consumers of credit
  • Evaluate the challenges and opportunities presented by ASIC reports and announced policy focuses.


This contributes 4 hours towards CPD.

ASIC’s vision is for a fair, strong and efficient financial system for all Australians. This course investigates ASIC’s overall role in regulating the credit industry and examines real world cases to expose how it uses its powers to enforce the law and protect consumers of credit.

Learning outcomes:

On completion of this topic, you should be able to:

  • Outline ASIC’s overall role and key strategic priorities
  • Explain ASIC’s objectives in regulating consumer credit and administering national credit legislation
  • Update Australian Credit Licence holders and their representatives on ASIC’s surveillance, investigation and enforcement actions for breaches and misconduct in relation to consumer credit activities
  • Discuss the powers and different responses available to ASIC in enforcing the law, to protect consumers of credit
  • Evaluate the challenges and opportunities presented by ASIC reports and announced policy focuses.

Courses

Recent ASIC cases: regulator on patrol

This course is available for purchase through the store. The store can be found on the left hand side of this page.

Price: $79.00 (GST inclusive).


ASIC’s vision is for a fair, strong and efficient financial system for all Australians. Join us as we investigate ASIC’s overall role in regulating the credit industry and examine real world cases to expose how it uses its powers to enforce the law and protect consumers of credit.

Learning objectives:

  • Outline ASIC’s overall role and key strategic priorities
  • Explain ASIC’s objectives in regulating consumer credit and administering national credit legislation
  • Update Australian Credit Licence holders and their representatives on ASIC’s surveillance, investigation and enforcement actions for breaches and misconduct in relation to consumer credit activities
  • Discuss the powers and different responses available to ASIC in enforcing the law, to protect consumers of credit
  • Evaluate the challenges and opportunities presented by ASIC reports and announced policy focuses.


If you haven't already purchased this course, please go to the store to purchase.